NEXT Financial Group, Inc. is an independent broker-dealer, a supervisory firm responsible for monitoring the activities of investment professionals, like your advisor, by ensuring suitable transactions and up-to-date certifications. We help NEXT’s advisors remain compliant with federal and state regulations, thereby protecting you and your assets.

To view NEXT Financial Group's privacy policy and other important information, visit the "Customers" section of http://nextfinancial.com/customers/.